Resources

Compliance Resources, Guides & Insights

Knowledge is power. Especially when it comes to compliance. We've created resources to help you understand FAIS, FICA, and best practices. Learn at your own pace. Stay informed. Make better decisions.

Blog

Latest Posts & Insights

Surtn Editorial Team•8 minutes

Why Is Managing Compliance Not Working Well in Today's Fast-Paced Life?

Traditional compliance approaches are broken. Learn why dealerships struggle with FAIS and FICA compliance in fast-paced environments.

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Surtn Editorial Team•8 minutes

How Using AI with Surtn Doesn't Replace Humans But Ensures Humans Can Be More Effective

AI doesn't replace compliance professionals. It empowers them. Learn how AI and human judgment work together.

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Surtn Editorial Team•8 minutes

What Is the Cost to Customers of Not Getting Compliance Right?

When dealerships miss compliance, customers pay the price. Learn the real cost of compliance mistakes.

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Guides & Resources

Regulatory Guides & Downloads

Guide

Complete FAIS Compliance Guide

The Financial Advisory and Intermediary Services Act and how it applies to motor dealerships. Key definitions, licensing, advice obligations, conflict of interest management.

Guide

Complete FICA Compliance Guide

The Financial Intelligence Centre Act and how it applies to motor dealerships. CDD requirements, KYC procedures, beneficial ownership, risk assessment.

Checklist

FAIS & FICA Compliance Checklist

A practical, checkable checklist for dealerships to ensure they're covering all FAIS and FICA requirements. Customer identification, documentation, risk assessment.